0000312069-15-000003.txt : 20150212 0000312069-15-000003.hdr.sgml : 20150212 20150212140235 ACCESSION NUMBER: 0000312069-15-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC CENTRAL INDEX KEY: 0001096056 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87015 FILM NUMBER: 15604935 BUSINESS ADDRESS: STREET 1: ANCHORAGE GATEWAY STREET 2: 5 ANCHORAGE QUAY CITY: SALFORD STATE: X0 ZIP: M50 3XE BUSINESS PHONE: 44161300-0600 MAIL ADDRESS: STREET 1: ANCHORAGE GATEWAY STREET 2: 5 ANCHORAGE QUAY CITY: SALFORD STATE: X0 ZIP: M50 3XE FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARCLAYS PLC CENTRAL INDEX KEY: 0000312069 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP BUSINESS PHONE: 00442031340952 MAIL ADDRESS: STREET 1: 1 CHURCHILL PLACE STREET 2: CANARY WHARF CITY: LONDON STATE: X0 ZIP: E14 5HP FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK PLC DATE OF NAME CHANGE: 19850313 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS BANK LTD DATE OF NAME CHANGE: 19820607 SC 13G/A 1 luxfer.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Luxfer Holdings PLC (Name of Issuer) Ordinary Shares** American Depository Shares (Title of Class of Securities) 550678106*** (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. **Not for trading, but only in connection with the registration of American Depositary Shares each representing .5 ordinary shares. ***This CUSIP number applies to the American Depositary Shares. The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 550678106 ---------------------------------------------------------- 1. Names of Reporting Persons. Barclays PLC ----------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] ----------------------------------------------------------- 3. SEC Use Only ----------------------------------------------------------- 4. Citizenship or Place of Organization England, United Kingdom 5. Sole Voting Power Number of 7,789 Shares ------------------------------ Beneficially 6. Shared Voting Power Owned by Each -0- Reporting ------------------------------ Person With: 7. Sole Dispositive Power 7,789 ------------------------------ 8. Shared Dispositive Power -0- ------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 7,789 ------------------------------------------------------------ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] ----------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0.03% ----------------------------------------------------------- 12. Type of Reporting Person (See Instructions) HC ----------------------------------------------------------- CUSIP No. 02076X102 ----------------------------------------------------------- 1. Names of Reporting Persons. Barclays Capital Inc. ----------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] ------------------------------------------------------------ 3. SEC Use Only ------------------------------------------------------------ 4. Citizenship or Place of Organization Connecticut, United States 5. Sole Voting Power Number of 7,789 Shares ---------------------------- Beneficially 6. Shared Voting Power Owned by Each -0- Reporting ---------------------------- Person With: 7. Sole Dispositive Power 7,789 ---------------------------- 8. Shared Dispositive Power -0- ------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 7,789 ------------------------------------------------------------ 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] ------------------------------------------------------------ 11. Percent of Class Represented by Amount in Row (9) 0.03% ------------------------------------------------------------ 12. Type of Reporting Person (See Instructions) BD ------------------------------------------------------------ Item 1. (a) Name of Issuer: Luxfer Holdings PLC (b) Address of Issuer's Principal Executive Offices: ANCHORAGE GATEWAY, 5 ANCHORAGE QUAY, SALFORD, ENGLAND, M50 3XE ------------------------------------------------------------ Item 2. (a) Name of Person Filing: (1) Barclays PLC (2) Barclays Capital Inc. (b) Address of Principal Business Office or, if none, Residence: (1) Barclays PLC 1 Churchill Place, London, E14 5HP, England (2) Barclays Capital Inc. 745 Seventh Avenue New York, NY 10019 (c) Citizenship: (1) Barclays PLC: England, United Kingdom (2) Barclays Capital Inc.: Connecticut, United States (d) Title of Class of Securities: American Depository Shares, each representing one-half of an ordinary share. (e) CUSIP Number: 550678106 ------------------------------------------------------------ Item 3. If this statement is filed pursuant to Sub-Section 240.13d-1 (b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [X] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) [ ] An investment adviser in accordance with Sub-Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Sub-Section 240.13d-1(b)(1)(ii)(F); (g) [X] A parent holding company or control person in accordance with Sub-Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [X] A non-U.S. institution that is the functional equivalent of any of the institutions listed in Rule 240.13d-1 (b)(1)(ii) (A) through (I); (k) [ ] Group, in accordance with Sub-Section 240.13d-1(b)(1)(ii)(J). ------------------------------------------------------------- Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s). (b) Percent of class: See the response(s)to Item 11 on the attached cover page(s). (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii) Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). --------------------------------------------------------------- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X] --------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. --------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See Exhibit A. --------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. Not Applicable. -------------------------------------------------------------- Item 9. Notice of Dissolution of Group. Not Applicable. ------------------------------------------------------------- Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2015 By : Dirk Young Title: Managing Director, Head of Central Compliance ------------------------------------------------------------- INDEX TO EXHIBITS Exhibit A Item 7 Information Exhibit B Joint Filing Agreement ------------------------------------------------------------- EXHIBIT A The securities being reported on by Barclays PLC, as a parent holding company,are owned, or may be deemed to be beneficially owned, by Barclays Capital Inc.,a broker or dealer registered under Section 15 of the Act. Barclays Bank PLC,a non-US banking institution authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority in the United Kingdom. Barclays Capital Inc.and Barclays Bank PLC are wholly-owned subsidiaries of Barclays PLC. ------------------------------------------------------------- EXHIBIT B JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(k) (1) under the Securities Exchange Act of 1934, as amended, on behalf of each such person. Dated: February 12, 2015 BARCLAYS PLC By: Name: Dirk Young Title: Managing Director, Head of Central Compliance BARCLAYS CAPITAL INC. By: Name: Dirk Young Title: Managing Director, Head of Central Compliance